Barclays is being probed by the UK financial regulator for suspected persistent failings in its compliance and anti-money laundering systems, according to people with knowledge of the matter.
The Financial Conduct Authority issued a notice last spring requiring an independent review of the lender’s systems to prevent and detect financial crime after becoming concerned about the amount of know-your-customer and AML incidents, the people said.
While individually the cases had been relatively minor, the volume of them added up to a concerning pattern, they added.
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