财富管理

The WhatsApp showdown between SEC and money managers
如何监管基金经理的聊天记录?美国证交会与财富管理行业激烈交火

US regulators want more prescriptive rules to apply to private equity and hedge funds
美国监管机构希望对私募基金和对冲基金实施更加细致严格的监管。

US regulators have been on the warpath about WhatsApp and private messages since they discovered that traders and dealmakers were using these “off-channel communications” but their employers weren’t saving them.

美国监管机构此前发现交易员和交易撮合者使用WhatsApp等“渠道外通信”途径交流信息,并且相关金融机构并未保存上述通讯信息,因而计划大张旗鼓加以追究。

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