Hong Kong urged to improve market transparency
“香港应该提高卖空监管透明度”


RiskMetrics建议,涉及一家公司逾1%股票的空头头寸应向公众披露

The Securities and Futures Commission (SFC), the territory's market regulator, bans naked short-selling, which prevents investors from shorting shares they do not already have access to. It also enforces the uptick rule, which restricts short-selling orders to stocks that are rising in value.

当地市场监管机构——香港证监会(SFC)禁止“裸卖空”交易,防止投资者做空没有预先借入的股票。香港证监会还执行“提价交易规则”(uptick rule),即仅允许卖空升值的股票。

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