摩根士丹利

THIRD EX-MORGAN STANLEY TRADER PUNISHED
摩根士丹利一个月卷入三起与交易有关的处罚


前交易员史洛夫因“抢先交易”被处以14万英镑的罚金,并被禁从业

A former Morgan Stanley trader has been fined £140,000 ($223,000) and banned by the City of London watchdog after he traded ahead of clients to profit from their orders. It was the third trading-related punishment linked to the bank in the past month.

伦敦金融城监管机构对摩根士丹利(Morgan Stanley)前交易员尼勒施•史洛夫(Nilesh Shroff)处以14万英镑的罚金,并下达了从业禁令。这是过去1个月来摩根士丹利卷入的第三起与交易有关的处罚。

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