Morgan Stanley is paying $2mn to settle allegations that it failed to ensure trades it completed for a former top executive of First Republic Bank in the run-up to the bank’s collapse last year were not based on insider information.
摩根士丹利(Morgan Stanley)将支付200万美元以了结监管机构的指控,指控称其未能确保去年第一信托银行(First Republic Bank)倒闭前该行一名高管下单的交易不是基于内幕信息;摩根士丹利执行了这些交易。
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